BENEFITS:

INVESTMENT MANAGEMENT:

  • Ensure portfolios to be compliant to constraints
  • Address all compliance needs through a single application
  • Increase transparency across all portfolio views
  • Take advantage of pre-installed rules
  • Create own rules
  • Detect conflicts or violations
  • Maintain a clear audit trail


INVESTOR SERVICING:

  • Provide a single rule repository for all compliance rules
  • Create custom rules via a rule wizard
  • Have access to country-specific rules
  • Monitor trades (pre- and post-trade)
  • Permit portfolio checks
  • Generate and route conflict messages

INVESTMENT OPERATIONS:

  • Gain critical control of all facets of your compliance process
  • Validate adherence to compliance standard
  • Address any investment exceptions
  • Access a comprehensive set of monitoring feature
  • Guarantee consistent rule-application across the organization

SOFTWARE FOR YOUR COMPLIANCE NEEDS

Asset Arena’s Compliance keeps on top of the growing volume of compliance data and helps adapt your business to the intricacies associated with portfolio management and legal issues. Asset Arena Compliance allows you to:

  • Support UCITS IV rules and other regulatory changes via a built in framework
  • Provide high quality and interactive reporting to your internal and external clients
  • Leverage the new data integration module to connect, collect and control any type of required data sources to support your rules

VIDEO: Global Compliance challenges solved

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    SunGard customer: BBVA Asset Management

    Asset Arena customer BBVA explains their experience of implementing the global solution Asset Arena Compliance.

EXTENSIVE CORE LIBRARY
Asset Arena Compliance arms you with a pre-installed set of rules that includes typical prospectus guidelines, client directions and internal management restrictions or asset allocation strategies.

REAL-TIME MONITORING
Asset Arena monitors all your trades and ensures that compliance rules are adhered to before and after trades are executed.

WRITE YOUR OWN RULES
For more complex requirements, Asset Arena's rule wizard assistant lets you modify and add to your library, creating virtually any rules you require.		 POWERFUL CONTROL
Asset Arena's rule-based calculation engine puts you in control over a variety of compliance situations.

... your free copy of the Brochure to learn more!