SOLUTION FOCUS: Asset Arena Compliance
Investment compliance rules and regulations are becoming more complex. Asset Arena Compliance changes the way you manage your
compliance activities by providing real-time compliance management, automated compliance workflows and centralized compliance monitoring. Asset Arena Compliance is part of the modular front and middle office
Asset Arena Investment Management solution, offering you a fast, flexible and feature-rich solution that meets your pre-trade, post-trade and end-of-day compliance needs through a single integrated application.
PRODUCT OVERVIEW
With an easy- to-use interface and rules wizard, you are able to manage your own rules and are empowered to react quickly to both client and regulatory changes. Offering a comprehensive set of
country rules which evolve with the regulation and a prospectus rule framework, Asset Arena Compliance allows you to design even the most complex rules for any market. A data integration toolkit provides you with a flexible data dictionary connected to a powerful and user-friendly mapping tool. Additionally, Asset Arena Compliance includes a client portal allowing you to provide quality and interactive reporting capabilities both internally and externally for clients. With Asset Arena Compliance, you can seize control of the new, more demanding compliance environment with a :
Asset Arena Investment Accounting and Asset Arena Compliance have led the discovery for uniform solutions to country differences in varying investment regulations.Features
- Provides single rule repository for Pre-NAV and Post-NAV environments
- Includes sets of country-specific legal rules
- Allows for custom rules creation via a user-friendly rule wizard
- Monitors trades (pre- and post-trade) and checks them against restrictions and guidelines
- Allows Portfolio checks intraday (snapshot) and end-of-day (Post-NAV)
- Generates and routes messages for conflicts or violations
- Maintains an audit trail that lets you review activity
Benefits
- Heightens efficiency by eliminating the need for manual portfolio updates
- Avoids possible losses with sophisticated alert features
- Provides critical insight with monitoring features that trace and record violations for future reference
- Streamlines operations by integrating easily with other SunGard and third-party systems
- Guarantees consistency of rules definition and monitoring across the whole organization
- Allows for quick and customized rule design based on expandable data model
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Hot Topic: UCITS IV
Product: Asset Arena Investment Management
Product: Asset Arena Trader
Product: Asset Arena Manger
Business Area: Investment Management
Product PDF: Asset Arena Client Portal