Plan Forms, Notices, and Amendments: Streamlined, Effective, Timely, Orange County (Irvine)

Plan Forms, Notices, and Amendments: Streamlined, Effective, Timely
Orange County (Irvine), CA
October 27

This fall, we are pleased to offer three programs in two days, designed to keep you abreast of the latest developments affecting qualified plans and the procedures and processes to keep your practice running as efficiently as possible.

On the first day, in the morning, we will provide a half-day program to help you prepare for EFAST2. In the afternoon, this Plan Forms, Notices, and Amendments half-day program will prepare you to use forms, notices, and other materials to streamline your practice. The following day, in most cities, will feature our full-day ERISA Workshop, an opportunity to go in-depth on some of the thorny issues that plague retirement plan practitioners. Choose the programs and location that fit your needs and budget.

Topics include:

  • Delinquent Participant Contributions
  • Plan Correction Forms
  • Loan Forms
  • Non-spouse Beneficiary Distribution Forms
  • Interim Amendments
  • New Special Tax Notice

Who Should Attend
All three programs – EFAST2; Plan Forms, Notices, and Amendments; and the ERISA Workshop are designed for practitioners who have some experience working with retirement plans in general, and experience with 401(k) plans, in particular, is a plus. The less-experienced practitioner also will benefit from the programs by learning how to spot important issues for further investigation. These programs are designed to benefit all pension practitioners, including third party administrators, attorneys, accountants, human resources personnel, actuaries, trust officers, insurance agents, and others involved with qualified plan design, compliance, administration, and government reporting.

Objectives
Upon completion of the course, attendees should be able to:

  • Choose the forms, notices, and other documents needed for a particular plan
  • Correctly complete Form 5330 for a multi-year late deposit situation
  • Complete a DFVC filing for a late deposit to take advantage of prohibited transaction relief
  • Select the appropriate forms for a VCP submission
  • Determine which interim amendments a plan needs and the deadlines which apply
  • Modify plan loan forms to address regulatory changes
  • Assist clients in avoiding blackout penalties (now reported on Form 5500)