Market Insights

The convergence of risk and securities finance

Market best-practice dictates that the senior management of a firm understand the risks being taken, with investors demanding to know that this is the case.

BulletDownload Full Article [PDF 42kb]

Turning the corner: Since the SEC’s ban on new short sales of financial stocks expired last week, are short sellers returning to place their bets?

Short selling activity in US financial stocks declined significantly during the two and a half week ban, but new data show that trend might be turning the corner.

BulletDownload Full Article [PDF 504kb]

Enhancing profitability with a single integrated solution for securities lending

The securities lending market is expected to continue to grow by 5% in US and 10% in Europe according to the most recent reports.

BulletDownload Full Article [PDF 201kb]

Analysis of the effect of the SEC's special order on the securities lending market

In his 1932 book, Short Selling, James Meeker, then the chief economist at the New York Stock Exchange, documented centuries of attempts by governments to restrict the practice of short selling.

BulletDownload Full Article [PDF 504kb]

Interview - John Grimaldi

It has been approximately one year since the sub-prime meltdown began and firms (both directly and indirectly impacted) are still dealing with the effects.

BulletDownload Full Article [PDF 118kb]

A year of change… but there’s strength in the mountain

Most of the problems have arisen from the cash collateral reinvestment management and credit areas of the business. Securities finance was and still is more the mountain than the avalanche in the industry.

BulletDownload Full Article [PDF 547kb]

Interview - Andrew Shinn

Some of the beneficial owners of our agency lending customers have had concerns about the potential negative effects of short selling.

BulletDownload Full Article [PDF 599kb]

Interview - Aaron Gerdeman

According to SunGard the sun is still shining on securities lending...

BulletDownload Full Article [PDF 337kb]

Loan spreads indicative of unique risks in cash-based lending programs

Lenders in the U.S. have traditionally insisted on receiving cash collateral while European and Asian lenders have preferred to receive non-cash.

BulletDownload Full Article [PDF 115kb]

Securities lending volume rebounded and loan spreads have increased

The securities lending industry has never undergone a contraction until now. Therefore, it has been especially tough over the past year as market conditions caused pain for all participants.

BulletDownload Full Article [PDF 152kb]