Financial Advisor Series
The Financial Advisor Series includes a comprehensive set of courses on financial planning, investment products, and ethics. The series provides current content to help advisors meet governance, risk and compliance requirements and can contribute to a firm element training program. Consisting of two tracks, the Cornerstone track contains courses that are relevant for all advisors, while the Capstone track is geared to more complex topics for the more advanced advisor. Many of the courses in this series carry continuing education credits for Certified Financial Planner (CFP) designation, with enough hours to meet the minimum requirements to maintain a CFP certification.
Tracks include:
-
Cornerstone Track - provides a core set of courses focused on key financial planning disciplines, investment product characteristics, and important sales practices, and is appropriate for all advisors.
-
Capstone Track - designed for more experienced advisors and addresses a more complex and advanced set of planning, product and practice-related topics.