Asset Arena Compliance
Navigating compliance issues only gets more complex as portfolio strategies or exotic derivatives instruments are introduced. Asset Arena Compliance component keeps on top of the growing volume of compliance data and helps adapt your business to intricacies associated with portfolio management and legal issues. Asset Arena Compliance comes with legal sets of country specific rules that can be plugged according to each jurisdiction to be covered. It also lets you create your own rules to add to the master library. Monitoring features help ensure adherence and deliver alerts, warnings, trends and full audit trail when violations occur.
Features
- Provides single rule repository for Pre-NAV and Post-NAV environments
- Includes sets of country-specific legal rules
- Allows for custom rules creation via a user-friendly rule wizard
- Monitors trades (pre- and post-trade) and checks them against restrictions and guidelines
- Allows Portfolio checks intraday (snapshot) and end-of-day (Post-NAV)
- Generates and routes messages for conflicts or violations
- Maintains an audit trail that lets you review activity
Benefits
- Heightens efficiency by eliminating the need for manual portfolio updates
- Avoids possible losses with sophisticated alert features
- Provides critical insight with monitoring features that trace and record violations for future reference
- Streamlines operations by integrating easily with other SunGard and third-party systems
- Guarantees consistency of rules definition and monitoring across the whole organization
- Allows for quick and customized rule design based on expandable data model
Brochures & Datasheets