Protegent Account Review Module
Protegent Account Review Module expands the capabilities of the core solution by including daily account reviews and the ability to rank the risk of your firm’s accounts. Daily Account Reviews report violations and monitor accounts for compliance and suitability by looking across the account and detecting patterns and trends. Periodic Account Risk Ranking extends the account review to a holistic view of risk levels and analyzes small problems that cause concern when assessed compositely.
Features
- Measures the convergence of account risk factors
- Provides a composite view of all account exception conditions and risk rank of accounts
- Detects patterns and trends in accounts
- Flags account exceptions once, based on firm configuration
Benefits
- Expedites review process for compliance personnel by highlighting high-risk issues
- Allows rule parameter thresholds to be modified to achieve focused analysis and results
- Tailors results filter to sort by status, account balance, account loss, turnover and more