Protegent Audit Module
Protegent’s Audit Module provides a central view of firm-wide client account information that allows remote monitoring of activity across accounts, representatives, branch offices, regions, and the entire firm. This increased visibility helps enable your firm to quickly spot high-risk problem areas and detect patterns and trends. Information is aggregated and visible at all levels of your defined organizational hierarchy, and at the individual account level.
Features
- Allows for remote field auditing and risk management
- Expedites best practices reviews
- Supports extensive sorting and filtering options
- Provides a consolidated view at the individual account level and via defined hierarchy
- Presents patterns and trends across the firm for transaction activity and positions
- Offers drill-up and -down capabilities across the hierarchical structure of the firm
Benefits
- Gives sales managers the insight to course-correct
- Creates a culture of compliance
- Reduces time involved in conducting full sales practice review
- Improves supervisors’ ability to identify need for coaching and counseling sessions
- Allows ad hoc views of the data at any level of the hierarchy