Valdi Trading Compliance Best Execution Module
The Valdi Trading Compliance Best Execution Module allows users to
meet their fiduciary obligations, while providing the tools necessary to
compete and surpass their competition. The module stores user information online for 3 years, with an additional 4 years on tape. Users also have access to the
Market Data tick database for all securities for one year.
Features
- Generates Best Execution alerts for NMS, Listed, PNKS and PNMS securities
- Allows charting and adhoc reporting
- Allows users to assign comments to individuals or departments for follow-up
- Archives up to four years of customer related data
- Provides one year of Market Data for review (Level I, Level II, BBO, Last Sale)
Benefits
- Allows firms to respond to regulatory and internal inquiries quickly and efficiently
- Automates Surveillance of Best Execution obligations
- Responds proactively to regulatory updates and changes
- Allows users to react appropriately to different severity levels with Scorable Alerts
- Incorporates into firms' WSP's seamlessly