Asset Arena Compliance

Navigating compliance issues gets more complex as portfolio strategies or exotic derivatives instruments are introduced. Asset Arena’s Compliance component keeps on top of the growing volume of compliance data and helps adapt your business to the intricacies associated with portfolio management and legal issues. The Compliance component comes with sets of legal rules specific to each relevant jurisdiction. You can also create your own rules to add to the master library. Monitoring features ensure adherence, display alerts, warnings, and trends and a full audit trail when violations occur.

Click here to learn more about Asset Arena Compliance and how it helps to adapt your business to the intricacies associated with portfolio management and legal issues.

Features

  • Provides single rule repository for Pre-NAV and Post-NAV environments
  • Includes sets of country-specific legal rules
  • Allows for custom rules creation via a user-friendly rule wizard
  • Monitors trades (pre- and post-trade) and checks them against restrictions and guidelines
  • Allows Portfolio checks intraday (snapshot) and end-of-day (Post-NAV)
  • Generates and routes messages for conflicts or violations
  • Maintains an audit trail that lets you review activity

Benefits

  • Heightens efficiency by eliminating the need for manual portfolio updates
  • Avoids possible losses with sophisticated alert features
  • Provides critical insight with monitoring features that trace and record violations for future reference
  • Streamlines operations by integrating easily with other SunGard and third-party systems
  • Guarantees consistency of rules definition and monitoring across the whole organization
  • Allows for quick and customized rule design based on expandable data model

Brochures & Datasheets

  • Asset Arena Manager

    A decision support solution for fund managers who analyze and evaluate complex portfolios.

  • Asset Arena Trader

    Asset Arena Trader streamlines workflow in trading departments by providing greater control of order processing.