Global One Regulatory Compliance

Global One gives you access to the data you need to meet specific compliance requirements in the securities finance world. From an ALD and Basel II perspective, the system integrates with the SunGard hub to automatically route principal trade and collateral details from the lender to the borrower, to help improve disclosure and reduce the instance of capital charges. For international compliance, Global One provides support for regulatory reporting, including Hong Kong Borrower Return and Malaysian and Japanese Lending reports. Global One also provides inquiry tools and a comprehensive trail of trade lifecycle activity to assist in audit queries.

Features

  • Provides reporting and data extract capabilities to help you meet regulatory compliance requirements
  • Generates the required data and links with the SunGard hub to route trade and collateral disclosure of principals for ALD and Basel II
  • Provides the data needed for international regulatory reporting
  • Includes inquiry and reporting tools to improve response to audit queries

Benefits

  • Assists you in responding to regulatory compliance demands
  • Reduces investigation time with query tools
  • Lets you manage with confidence