Loanet Regulatory Compliance
Loanet gives you access to the data you need for U.S. specific compliance requirements. It provides functionality to assist in meeting 15c3 securities segmentation and cash allocation requirements, along with other U.S. regulations associated with securities lending.
From an Agency Lending Disclosure perspective the system provides a single point of entry from which to route principal trade and collateral details between the lender and borrower in order to help improve disclosure and reduce the instance of capital charges. In addition, Loanet provides inquiry and reporting tools and a comprehensive trail of trade lifecycle activity to assist in audit queries.
Features
- Provides tools to help you meet U.S. regulatory compliance requirements
- Supports stock segmentation
- Routes trade and collateral details for disclosure of underlying principals in an agency stock loan
- Provides data inquiry and reporting tools to support audit queries
Benefits
- Assists in meeting regulatory and compliance demands with minimal effort