Protegent Compensation

Protegent Compensation supports the compensation processing and compliance functions for sell-side retail broker-dealers. The automated solution eliminates manual processes and helps firms mitigate compliance and operational risk by increasing the accuracy of how payments are administered to their representatives. With Protegent Compensation, brokerage firms can leverage a broad array of compensation rules, which includes fees loans, draws, expenses, holds, splits, bonuses, garnishments and advances. The solution’s rule sets support all asset classes, business models and pay cycles. Protegent Compensation’s integration with SunGard’s Protegent surveillance and new account opening solutions, offers clients a seamless user-interface and one strategic partner for middle-office solutions.

Features

  • Vast library of industry-proven compliance detection rules
  • Automation of compensation processes; reducing excessive manual intervention
  • Compensation rules support all asset classes, business models and pay cycles
  • Online, real-time viewing of payment statements
  • Seamless user interface across all users of Protegent Compensation, Protegent Surveillance and Protegent Customer Onboard

Benefits

  • Incentivize compliance best practices
  • Increase pay-out accuracy and reduce cash-flow risk
  • Enable a flexible and comprehensive pay-out administration
  • Go for growth by offering essential broker-centric services
  • Proven technology partner

Brochures & Datasheets

  • PDF file [PDF, 1114 KB]

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