Protegent Policy Manager
Protegent Policy Manager helps firms implement and manage compliance policy and education requirements. Firms can streamline policy management procedures and increase firm-wide transparencies by training, tracking and reporting on internal and regulatory policies. The flexible solution replaces manual processes and allows for quick and easy updates as policies change. With Protegent Policy Manager, firms can adhere to FINRA Rules 3012 and 3013. Quick 5-15 minutes online policy courses enable firms to provide focuses and customized content to employees.
Features
- Automate compliance policy management, communication, training and education
- Flexible platform that allows for quick and easy changes to policies/procedures
- Web-based centralized console for policy testing
- Single interface for tracking changes in regulation
- Quick and comprehensible 5-15 minutes Policy Courses
- Easily administer, track and report on policies
Benefits
- Manage evolving rules and regulations
- Meet requirements to educate audiences on policies
- Ensure that policies and procedures are easily accessible
- Proactively build a “culture of compliance”
- Maintain compliance with FINRA 3012 and 3013
- Increase morale and sales productivity
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