Protegent Surveillance for Market Abuse
For more than a decade, Protegent Surveillance has been providing holistic monitoring, detection and resolution tools to mitigate mounting global compliance risks. Protegent Surveillance has been enhanced to offer firms a comprehensive set of tools to address market manipulation and insider trading concerns.
Protegent Surveillance for Market Abuse combines the benefits of a comprehensive, off-the-shelf solution with the adaptability and flexibility of a custom-built solution. Protegent delivers a robust rule library built from years of industry experience and provides unfettered access to view, edit and add to the extensive out-of-the-box rule library. Users who are closer to the issues can fine tune the application to meet their ever changing needs. Protegent Surveillance competently addresses the business challenges faced by the financial services community.
Features
- Receive timely upgrades to stay on top of new regulatory requirements and industry best practices across asset classes and global regulatory jurisdictions
- Helps reduce false positives and produce meaningful results with calibration tools and business logic editing capabilities
- Document and memorialize detection and resolution through the use of extensive case management and forensic investigative tools
- Quickly and accurately respond with only the relevant facts pulled from robust standard and flexible ad-hoc reports
- Easily create, schedule and share custom-made ad-hoc reports, including charts and graphs
- Identify and analyze high risk areas by accessing all of the data inherent in the Protegent Surveillance system, including Ad-hoc Reporting and Forensic Tester
- Properly assess all relevant information for market manipulation and insider trading including market data, price sensitive news
- Minimize IT requirements and expedite deployment with flexible hosting via SunGard’s infrastructure
Benefits
- Holistically identify and address market manipulation and insider trading concerns, across asset classes and jurisdictions, with the calibration controls required to avert false positives
- Effectively and efficiently respond to all regulatory or stakeholder queries
- Detect changes in trading activity patterns that may be symptomatic of potential abuses
- Customize and expand the rule library (with or without SunGard assistance)
- Support, track and memorialize the process of investigative scrutiny, remedies and resolution according to firm specifications
Brochures & Datasheets