Compliance
SunGard Consulting Services has the experience to help customers meet their compliance and risk management obligations. We provide comprehensive compliance related services that address many rules and regulations. For financial services firms, these include OATS, OTS, DPTR, Reg NMS, Sarbanes-Oxley, Rule 22c-2, Basel II, and MiFID.
We understand that the accurate assessment and effective resolution of compliance related issues are mission-critical business functions. Our compliance projects can include services such as:
- Strategic planning, diagnostic review and solution implementation.
- Analysis, development, testing, and quality assurance
- Business process development, implementation, and staff training
Benefits
- Improves financial performance
- Lowers ongoing error rates
- Enhances operational governance
- Reduces regulatory fines
- Decreases operating expenses