Brokerage & Clearance

SunGard is dedicated to the fast, efficient processing of global processing of securities and derivatives. SunGard Brokerage & Clearance solutions support the middle- and back-office functions for trade processing, clearance and settlement, data management, tax reporting and accounting, helping broker dealers, banks, futures commission merchants, and asset managers streamline operations, control risk and manage cost.  SunGard provides centralized transactional databases, supports cross-asset business functions and offers consolidated views of accounts and risk management to more efficiently and effectively manage risk and support decision making across the enterprise. 

SunGard Brokerage & Clearance solutions:

  • Process more than five million transactions a day on Phase3
  • Serve six of the ten largest banks and thrift-holding companies through InTrader
  • Manage mission-critical time series data for eight of the world’s 15 largest central banks and eleven of the world’s 20 largest commercial banks through FAME
  • Support listed derivative transactions on 90 exchanges worldwide through GMI
If Your Role Is… And Your Needs Are… View These Products
Asset Manager
  • Defining and implementing quantitative strategies
  • Flexible reporting, robust amortization methods and extensive security coverage
  • Trade comparison, reconciliation, clearance and settlement
Broker-Dealer
  • Management, clearance, and settlement of treasury activities and investment portfolios
  • Intra-day margin calculations
  • Real-time alerts on customer accounts
  • Event generation for automated follow-through
  • Real-time, multi-asset, order-to-settlement securities processing
  • Trade comparison, reconciliation, clearance and settlement
Central Bank Manager
  • Database management for storing time series data
Custodian
  • Market and historical data storage and management
  • Real-time, multi-asset, order-to-settlement securities processing
  • Trade comparison, reconciliation, clearance and settlement
Data Manager
  • Market and historical data storage and management
  • Consolidated and cleansed reference data and enterprise data management
Fund Administrator
  • Market and historical data storage and management
Futures Clearer
  • Back-office clearing and accounting
  • Intra-day margin calculations
  • Real-time alerts on customer
  • Event generation for automated follow-through
  • Trade comparison, reconciliation, clearance and settlement
Hedge Fund Manager
  • Definition and Implementation of quantitative strategies
Institutional Broker
  • Back-office clearing and accounting of derivatives
  • Real-time  margin exposure management
  • Real-time, multi-asset, order-to-settlement securities processing
  • Trade comparison, reconciliation, clearance and settlement
Investment Advisor
  • Market and historical data storage and management
  • Real-time, multi-asset order-to-settlement securities processing
  • Tax information reporting
Manager
  • YTD/MTD P&L summary, historical analyses, commissions
Operations Manager
  • Market and historical data storage and management
  • Position recordkeeping and reconciliation reports
  • Online management, clearance, settlement and custody of treasury activities and investment portfolios
  • Real-time, multi-asset order-to-settlement securities processing
Prime Broker
  • Monitoring customers' activity, margin credit risk and total equity
Quantitative Analyst
  • Powerful models
Retail Broker
  • Quantitative modeling
  • Back-office clearing and accounting of derivatives
  • Margin exposure management
  • Real-time, multi-asset order-to-settlement securities processing
  • Consolidated and cleansed reference data and enterprise data management
  • Tax information reporting
Risk Manager
  • Market and historical data storage and management
  • Consolidated and cleansed reference data
Salesperson
  • Paperless trading of treasury activities and investment portfolios
  • Self-service calculations for dealing with margin accounts
Securities Finance Professional
  • Accounting, margin and dividend reports
  • Real-time, multi-asset order-to-settlement securities processing
Trader
  • Market and historical data storage and management
  • Paperless trading of treasury activities and investment portfolios
  • Analysis of margin exposures
Trust Bank
  • Trust and custody services
  • Financial planning
  • Asset allocation
  • Benefit, pension and retirement planning support and expertise
  • Trade execution
  • Reporting
  • Accounting
  • Business workflows
Product Description
Fame A front-to-back market data and historical database solution for storing and managing real-time and high-volume time-series data.
GMI A back-office clearing and accounting software solution for the global, listed derivatives marketplace.
InTrader An integrated portfolio management, funding, trading and safekeeping solution for U.S. banks, thrifts and credit unions.
Phase3 A real-time, order-to-settlement securities processing system for broker-dealers, ECNs and correspondent clearing firms delivered in an ASP environment.
Securities Transfer Applications designed to help service and maintain the books of records and settlement requirements for the corporate trust, stock transfer and equity compensation industries.
Stream A collection of services that consolidates data from across the enterprise to help you solve real business problems.
Wall Street Concepts A group of services providing tax-information-reporting solutions to the U.S. financial industry, principally in the area of securities processing.