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  • Protegent Compliance Platform
  • Protegent Surveillance
  • Protegent Customer Onboard
  • Protegent Compensation
  • Protegent Personal Trading Assistant
  • Protegent Social Media Surveillance
  • Protegent Policy Manager
  • Protegent Market Abuse
  • Protegent Trading Compliance

Protegent Compliance Solutions

The financial industry is in the midst of the most aggressive regulatory changes since the 1940s. Firms now have to manage the data and processes needed to address regulatory challenges and mitigate risk from all areas of the business, Additionally, as global regulatory bodies improve their coordination, need solutions that support a myriad of global regulations and can be modified quickly to meet new regulations are required. As firms evolve their compliance strategy to collaborate across the business, they are moving toward simplified workflows and automated solutions that are flexible enough to keep pace with changing regulatory demands and integrated to maintain a comprehensive view of the business. SunGard’s Protegent provides firms greater visibility into potential risk factors while increasing operational efficiency and regulatory transparency. By utilizing one trusted partner, firms can efficiently mitigate compliance risks and lower total cost of ownership.

Downloads

Download additional information about SunGard's suite of trading solutions:

Valdi Trading Compliance  Protegent Personal Trading Assistant  Protegent Surveillance (USA)  Protegent Surveillance (Asia-Pacific)

Full Solutions Guide  Protegent Compensation  Protegent Surveillance for Energy and Commodities

SunGard’s Fox River Execution Solutionsand other brokerage offerings are provided by SunGard Brokerage & Securities Services LLC, Member NYSE, FINRA, SIPC. SGN Brokerage Services offered in the United States are provided by SunGard Institutional Brokerage Inc., Member FINRA / SIPC. SGN Brokerage Services offered throughout Europe, the Middle East, Africa and Asia Pacific are provided by SunGard Global Execution Services Limited which is authorised and regulated by the Financial Services Authority, No. 469919 . Incorporated and registered in England and Wales No. 3127109 . Registered Office: 25 Canada Square, London E14 5LQ. This Website has been provided for information purposes only without regard to any particular user's investment objectives, financial situation, or means, and by posting such information SunGard is not soliciting any action based upon such information. The information provided should not to be construed as a recommendation; or an offer to buy or sell; or the solicitation of an offer to buy or sell any security, financial product, or instrument; or to participate in any particular trading strategy in any jurisdiction in which an offer, solicitation, purchase or sale would be unlawful under the securities laws of such jurisdiction. The securities and services mentioned on this website may not be available to retail investors, and may not be registered or authorized in certain jurisdictions and therefore may not be available to certain clients. SIBI Disaster Recovery Statement / SIBI Compliance Statement Terms of Use / Privacy Policy / Important Disclosures / Business Continuity Plan / Statement of Financial Condition / Index