The Balancing Act: Execution Cost and Regulatory Obligations
Hear from domain experts, Greg Pratnicki and Anthony Becker, as they discuss the role of compliance in today's environment. What are the implications of status quo with the rise of regulations and market fragmentation? Find out and learn about the obligations of performing a "regular and rigorous" review of execution quality - even if you don't have the 605 obligation.
This webinar explores:
- Historical overview and the value of Best Execution
- Regulation NMS Rules 605 and 606
- Features and benefits of Transaction Cost Analytics (TCA) functionality and reports
- New generation of Protegent Trading Compliance's User Interface (UI)
For your convenience, a copy of this webinar is available for
replay
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. You may also download the PDF of the presentation for your reference.