Best Execution Order Routing

The Protegent Trading Compliance Best Execution module helps you meet your fiduciary obligations while improving your competitive advantage.

  • Store user information online for three years, with an additional four years of storage on tape.
  • Benefit from access to the market data tick database for all securities for one year.
  • More easily comply with Securities and Exchange Commission (SEC) Rules 605 and 606, which mandate that firms publish, on a public website, specific data that relate to order execution (Rule 605) and order routing (Rule 606) practices.

FIS provides customers with products to assist in complying with Securities and Exchange Commission ("SEC") Rules 605 and 606. SEC Rules mandate that firms publish, on a public website, specific data that relates to order execution (Rule 605) and order routing (Rule 606) practices. These products are available to all customers.